Posted on 2021-11-19

Compliance Consultant

Fubon Life Insurance (Hong Kong) Company Limited

Job Duties:

  • To review marketing/training/other relevant documentation/materials from compliance perspective;
  • To conduct compliance monitoring and testing;
  • To liaise with regulators, and prepare compliance/risk reports and relevant correspondences;
  • To conduct investigation on customer complaints/mis-conduct/violation of applicable law/regulations;
  • To conduct AML/CRS/FATCA related review and/or investigation;
  • To conduct other ad-hoc compliance related work as required.

  Qualifications & Requirements:

  • Degree in Law, Finance or Business related disciplines;
  • Minimum 5 years’ working experience in compliance and/or risk management and/or audit field(s) in life insurance; good working experience in distribution field would be an advantage;
  • Good knowledge of life insurance and related regulatory requirements;
  • Good research and analytical skills;
  • Ability to work under pressure;
  • Problem-solving;
  • Excellent proficiency in Chinese as well as English; proficiency in Mandarin would be an advantage.
Remarks: Successful candidate will be seconded to our business partner

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More job information
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Insurance plan
  • Medical plan
Job Function
  • Sai Ying Pun
Employment Term
  • Permanent
  • Full-time
  • 5 years
Career Level
  • Middle management level
  • Degree