Compliance Contractor

China Renaissance Securities (Hong Kong) Limited

Role and Responsibilities:

  • Assist and support the team in handling core compliance, regulatory, legal, monitoring and surveillance related matters, especially on Wealth Management business
  • Assist and support the team in handling Anti-Money Laundering and Counter Financing of Terrorism (AML) tasks such as name screening, customer due diligence (KYC) and transaction monitoring
  • Assist in providing Compliance related training to business groups
  • Perform the tasks/projects assigned by the Compliance team members
  • Provide administrative support to the Compliance team members.

Job Requirements (Education and Experience):

  • Degree holder 
  • Interest in investment banking and wealth management, and/or compliance related
  • Strong communication skills (written, verbal, presentation etc.) with the ability to adjust the communication style according to the audience (preferred good command in English and Mandarin)
  • Proficient in the use of MS office suite
  • Ability to maintain high standards at all times and complete work within deadlines
  • Fresh graduate will also be considered

Qualifications (Knowledge, Skills and Abilities):

  • Basic knowledge in the area of discipline(s)
  • Ability to maintain confidentiality and integrity
  • Ability to work independently as well as assist and support the team
  • Diligent, committed and willing to learn

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More job information
Job Function
Work Model
  • On-site / At the workplace
Employment Term
  • Contract
  • Full-time
Career Level
  • Entry level
  • Degree