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Role and Responsibilities:
Assist and support the team in handling core compliance, regulatory, legal, monitoring and surveillance related matters, especially on Wealth Management business
Assist and support the team in handling Anti-Money Laundering and Counter Financing of Terrorism (AML) tasks such as name screening, customer due diligence (KYC) and transaction monitoring
Assist in providing Compliance related training to business groups
Perform the tasks/projects assigned by the Compliance team members
Provide administrative support to the Compliance team members.
Job Requirements (Education and Experience):
Interest in investment banking and wealth management, and/or compliance related
Strong communication skills (written, verbal, presentation etc.) with the ability to adjust the communication style according to the audience (preferred good command in English and Mandarin)
Proficient in the use of MS office suite
Ability to maintain high standards at all times and complete work within deadlines
Fresh graduate will also be considered
Qualifications (Knowledge, Skills and Abilities):
Basic knowledge in the area of discipline(s)
Ability to maintain confidentiality and integrity
Ability to work independently as well as assist and support the team
Diligent, committed and willing to learn
We are a leading investment banking company and are looking for a smart and diligent compliance contractor with good communication skills to join our team! Fresh graduates of any disciplines are welcomed. On-job training will be provided. It is a good opportunity to dig into the compliance area of the industry!
China Renaissance Securities (Hong Kong) Limited
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