Job ref no.: 11050

Compliance Control Analyst

SUPER Corporate Consultancy Group

Our client, an International Investment Bank, is looking for high caliber candidate for the position.

Responsibilities:

  • Assist with the maintenance of the Firm's Restricted List, Watch List and Grey List
  • Facilitating Chinese wall crossing requests and update the associated systems
  • Assist with pre-deal research publication process
  • Assist the preparation of different periodic reports to business
  • Assist the compliance clearance on research products and ensure that all publications of research comply with firm policies and applicable legal provisions
  • Assisting in other compliance tasks as required to achieve team objectives
  • Coordinating training with different departments

Requirements:

  • Bachelor degree in Finance, Law or related disciplines
  • 2 - 5 years of relevant experience within compliance / FI / professional firms an advantage
  • Attentive to details, hardworking, work with flexibility.
  • Good time management, work under pressure and able to meet tight deadline
  • Excellent interpersonal and communication skills
  • Excellent command of spoken and written English
  • Effective written communication skills for report writing and analysis

Interested parties, please send your detailed resume with current salary, expected salary and contact method by clicking Apply Now with "Position Name & Job Number" on the subject header.

Only shortlisted candidates will be notified.

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More job information
Job ref no. 11050 (CT3115703-01#8019)
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 2 years - 7 years
Career Level
  • Middle management level
Education
  • Degree