Job ref no.: CT3129593-01#5355

Compliance& CS Manager (PRC Securities, KYC AML)

Links International

Responsibilities:

    • Perform account opening and KYC process according to internal guidelines and ensure full compliance in of rules and regulations
    • Handle customer enquiries from different channels.
    • Handle customer dealing request during system failure BCP
    • Provide wealth management service to HNW customer
    • Responsible for marketing, business development and explore China market
    • Participate in system implementation, UAT and ad-hoc projects as assigned

Requirements:

    • University degree holder
    • SFC Type 1 license holder;
    • 3 years relevant customer service or business frontline experience.
    • Self-motivated, customer-focused and able to work under pressure
    • Proficient in written and spoken Cantonese and Mandarin
    • Comfortable with multi-tasking and able to work under pressure
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More job information
Job ref no. CT3129593-01#5355
Salary
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years
Career Level
  • Middle management level
Education
  • Degree