Job ref no.: CT3114388-01#5294

Compliance Director - Trust/Pension/Asset Management

Robert Walters

Robert Walters -Hong Kong

HKD960,000 - HKD1,200,000 per annum

Hong Kong

This role will be a leader within the firm's compliance programme with responsibility for leading teams to oversee the function for the Trust, Pensions and Asset Management businesses. A preference will be for someone with strong Trust or Pensions compliance knowledge as there is a capable deputy in place for the asset management business who will report into this role.

This person will be required to:

  • lead a team and oversee day-to-day compliance for the Trust, Pensions and Asset Management business lines
  • oversee large scale projects within compliance that will impact these business units, acting as champion for compliance related projects within large cross-functional teams
  • act as key liaison to all relevant regulators for these business units, primarily the SFC and MPFA
  • work within the compliance leadership team to ensure a firmwide system of strong internal controls and best practices
  • any other ad hoc duties as required

This person must have:

  • a strong background in Pension or Trust Compliance, candidates from general asset management will also be considered though a preference for some Pension or Trust expertise is preferred
  • 10+ years total working experience with demonstrated background in managing/leading a team
  • previous experience working with HK regulators including SFC and MPFA
  • strong communication skills

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More job information
Job ref no. CT3114388-01#5294
  • N/A
Job Function
  • 10 years - 15 years
Career Level
  • Non-management level
  • Asso. Deg or High Dip
  • Degree