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Posted on 2021-10-09
David James Recruitment China Limited

Compliance Manager – Professional Firm (HK$40 – 55K)

David James Recruitment China Limited

Our client is one of most highly regarded providers of fund, corporate and private client services in the market, they are currently seeking a Officer/ Compliance Manager to join them due to increase in business demand.

Responsibilities: 

  • Manage client regulatory and compliance matters and monitor risk
  • Manage client onboarding and periodic review process of existing client and investor
  • Oversee and ensure the required KYC / CDD measures are performed on the prospects/clients
  • Advise client on AML issues
  • Formulate, maintain and update AML policies and guidelines
  • Conduct AML / CFT training

Requirements:

  • 5 – 8 years of relevant compliance experience in the funds or investment management industry
  • Exposure in offshore matter / with ICA or ACAMS certificate would be an advantage
  • Excellency in both Chinese and English is required
  • Independent, self-motivated with good leadership skills

To Apply

Interested parties please send us your updated resume with your latest and expected salaries to [via CTgoodjobs Apply Now ] or please call +852 3619 9861 for a confidential discussion.

More job information
Salary
  • 35,000 - 55,000 / month (negotiable)
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 5 years - 8 years
Career Level
  • Middle management level
Education
  • Degree