Job ref no.: VC180504 - 001

Compliance Manager - Asset Management

JAC Recruitment Hong Kong Co., Limited

  • 5-day week
  • Discretionary bonus
  • Medical plan

Our client is a SFC license corporation. They are looking for candidates to join them as a Compliance for their asset management business.

Job Responsibilities: 

  • Direct reporting to the CEO in all kinds of corporate matters.
  • Provide day to day regulatory advice and guidance on rules and internal policies 
  • Provide regulatory compliance advice and support to business processes to ensure full compliance with regulatory requirements and group standards
  • Review policies, procedures, marketing materials and customer correspondence

 Job Requirements:

  • Minimum of 3-5 years of asset management experience or relevant financial institutions
  • Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements
  • Able to communicate in English, Cantonese and Mandarin
  • Available immediately is a plus

Interested candidates, kindly send your detailed resume including:
1) Current and expected salary
2) Availability

Click Apply Now 

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More job information
Job ref no. VC180504 - 001 (CT3114843-01#9671)
  • N/A
Job Function
  • Central
  • 3 years - 10 years
Career Level
  • Non-management level
  • Asso. Deg or High Dip
  • Degree