Job ref no.: CT3111366-01#0332
Recruit Express (Hong Kong) Limited

Compliance Manager (based in HK)

Recruit Express (Hong Kong) Limited

Client: Securities arm of a Large E-commerce provider

Position: Compliance Manager (based in Hong Kong)

Job Scope


Coordinate with regulatory authorities (e.g. SFC) and other law enforcement bodies in their investigations by maintaining active dialogues and promptly providing information as requested
Handling licensing matters
Conduct compliance monitoring reviews
Correspond with internal and external customers on compliance issues, such as Client Complaints, Trade Audits, FX License registration and examinations
Coordinate and provide compliance training (e.g. AML & CPT) to in-house staff
Carry out investigation in relation to compliance-related complaints


University graduate with degree in related discipline (e.g. accounting, law)
Minimum 3 year experience in compliance
Excellent communication in Chinese and English


Interested candidates please contact Shanice Lim at +65 6535 8255  or [via CTgoodjobs Apply Now ].

Interested Applicants - please send an updated copy of your CV to  [via CTgoodjobs Apply Now ] to apply.



More job information
Job ref no. CT3111366-01#0332
  • 20,000 - 45,000 / month
Job Function
  • Central
Employment Term
  • Full-time
  • 2 years - 8 years
Career Level
  • Middle management level
  • Degree