Client: Securities arm of a Large E-commerce provider
Position: Compliance Manager (based in Hong Kong)
Coordinate with regulatory authorities (e.g. SFC) and other law enforcement bodies in their investigations by maintaining active dialogues and promptly providing information as requested
Handling licensing matters
Conduct compliance monitoring reviews
Correspond with internal and external customers on compliance issues, such as Client Complaints, Trade Audits, FX License registration and examinations
Coordinate and provide compliance training (e.g. AML & CPT) to in-house staff
Carry out investigation in relation to compliance-related complaints
University graduate with degree in related discipline (e.g. accounting, law)
Minimum 3 year experience in compliance
Excellent communication in Chinese and English
Interested candidates please contact Shanice Lim at +65 6535 8255 or [via CTgoodjobs Apply Now ].
Interested Applicants - please send an updated copy of your CV to [via CTgoodjobs Apply Now ] to apply.
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