Job ref no.: CT3130312-01#3145

Compliance Manager (BC)


Our client, a leading foreign asset manager is looking for a Manager, Regulatory Compliance to join their team.


In a team of 4, overlook HK SFC regulatory compliance as advised by the Head of Compliance

Participate in major compliance projects and perform licensing

Monitor PAD, Gift and Entertainment and other conduct activities

Review marketing materials advise business on new AML/Regulatory requirements


University graduate from a related discipline

Minimum of 3 years compliance experiences preferred within leading FIs

Strong command of English and Chinese

Contact Elaine CHU on (852) 3103 4366 or [via CTgoodjobs Apply Now ] / Apply Now by clicking the button below

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More job information
Job ref no. CT3130312-01#3145
  • 30,000 - 55,000 / month (negotiable)
Job Function
Employment Term
  • Permanent
  • Full-time
  • 3 years
Career Level
  • Middle management level
  • Degree