Job ref no.: CT3123312-01#1775

Compliance Manager - Compliance Review

Talent Pro Recruitment Company Limited

 

Responsibilities

  • To participate in the operation of Anti-Money Laundering Compliance Department
  • To carry out the compliance monitoring programmes on high-risk operations
  • To have scheduled branch visits
  • To facilitate compliance review / self-assessment on selected operations
  • To prepare management report on branch visit and compliance review/ monitoring
  • To provide recommendations on compliance issues and findings being identified
  • To follow up the implementation of recommendations issued
  • To assist in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment
  • To participate in compliance training activities

 

Requirements

  • University graduate or relevant professional qualifications, such as AHKIB, CPA, etc.
  • Minimum of 4 years' working experience in the financial services industry with compliance / audit / risk management / internal control experience
  • Good knowledge of requirements from HKMA / SFC / PCPD
  • Good presentation and report writing skills
  • Confident, efficient and effective team player with initiative and who is able to work independently 
  • Able to exercise judgment, work under pressure, and liaise effectively with business and supporting units
  • Proficiency in both spoken and written English and Chinese
  • PC literate with good knowledge of MS Office
 
To apply online, please click Apply Now.
 

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3123312-01#1775
Salary
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 4 years - 9 years
Career Level
  • Middle management level
Education
  • Degree