Job ref no.: CT3119080-01#3209

COMPLIANCE MANAGER - FINANCIAL SERVICES

HARRIS FRASER GROUP

Benefits
  • 5-day week
  • Dental plan
  • Medical plan

Job Responsibilities

  • Assist in implementing risk management and internal control assurance program, with objective in validating the internal control effectiveness and staff compliance with internal policies, guidelines and procedures
  • Assist in the preparation and completion of regulators reports to ensure staff and company meet regulators' expectation and requirements
  • Update company Code and Guideline to ensure staff comply with regulators rules & regulations, to effectively communicate the findings and recommendation to departments and management
  • Assist in developing and executing internal control plan
  • Participate in annual risk control self-assessment exercise
  • Conduct risk management research and analysis
  • Perform ad-hoc projects as assigned

Job Requirements

  • University degree, with Business administration, .Auditing, Accounting, Risk Management or risk related discipline, or legal qualifications
  • Experiences in liaison with SFC is a plus
  • 3 to 5 years in financial institution or audit professional experience
  • Strong attentiveness to details, compliance and control orientation
  • Excellent communication and interpersonal skills, ability to work under pressure
  • Sound knowledge of application software such as MS Excel, presentation slides preparation
  • Proficiency level on written and spoken in English and Chinese
  • Candidates with less experience will also be considered

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More job information
Job ref no. CT3119080-01#3209
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years - 5 years
Career Level
  • Middle management level
Education
  • Degree