Posted on 2022-09-26
China Minsheng Banking Corp., Ltd. Hong Kong Branch

Compliance Manager (General Compliance)

China Minsheng Banking Corp., Ltd. Hong Kong Branch


  • Advise management and relevant business units on compliance issues related to investment products, corporate business, wealth management & private banking
  • Establish compliance programs to ensure operations are in compliance with regulatory requirements
  • Develop, update, review and provide inputs on compliance policies and guidelines
  • Conduct regular compliance reviews and checking on client investment suitability management, staff dealing, individual and corporate licensing, account-opening, etc.
  • Liaise with local regulators such as HKMA and SFC
  • Promote compliance awareness and culture of the bank by developing and delivering compliance training
  • Support and facilitate Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) implementation
  • Perform ad-hoc compliance related projects


  • Bachelor degree or above in law, finance, accounting or related disciplines
  • Minimum 6 years of compliance experience in banking industry
  • Well-versed with rules and regulations related to banking and financial institutions
  • Sound knowledge in regulators’ requirements and regulated activities
  • Good understanding on banking operations and familiar with investment products such as equities, collective investment scheme, derivatives, structured products, etc.
  • Good analytical, interpersonal and communication skills
  • Good command of English, Mandarin and Cantonese


CMBC offers competitive remuneration package and promising career opportunities to the successful candidates.

Apply Method

Interested parties, please click Apply Now with full resume (both in English and Chinese), current and expected salary and the date of availability.

Please quote your name and the job position in the subject of your email.

Information provided will be treated in strict confidence and only be used for recruitment purpose.

Welcome to learn more about China Minsheng Banking Corp., Ltd. at

More job information
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 6 years - 11 years
Career Level
  • Middle management level
  • Degree