Job ref no.: WC
Levin Human Capital Consulting Group

Compliance Manager - General / Regulatory Compliance (corporate bank)

Levin Human Capital Consulting Group

  • 5-day week
  • Discretionary bonus
  • Insurance plan
  • Medical plan
  • Paid overtime


  • Report directly to Taiwan Headquarter and act as the Compliance Officer of HongKong Branch (香港分行法遵主管)
  • Maintain all necessary documentations and monitor the effectiveness and enhancing the controls and procedures to meet with current statutory and regulatory requirements
  • Formulate, review and verify of all compliance documentations
  • Identify gaps and recommends corrective actions and provide support and guidance to the bank to ensure ML/TF risks are managed properly
  • Keep abreast of regulatory changes and assess their potential impact to the bank
  • Disseminate compliance related information and publication to all relevant parties
  • Act as the single contact point btw authorities such as HKMA, SFC, etc. and the bank
  • Provide training on compliance issues to all relevant staff


  • Bachelor Degree in related disciplines (Law / Legal an advantage)
  • Min 4 years' relevant experience in compliance / legal dept of corporate bank, a MUST
  • Sound knowledge in banking laws, operations and controls, different banking products and services offered by the bank
  • Able to manage assigned projects independently and to communicate the compliance requirements to businesses and functions effectively
  • Proficiency in written English and Chinese; fluent Mandarin

**Interested parties, please send your CV to Levin Human Capital Consulting Group at Winsome Choi[click here ] or call us at (852) 2520 0103 for more details.

More job information
Job ref no. WC (CT3116747-01#0023)
  • 45,000 - 55,000 / month
Job Function
  • Tsimshatsui
Employment Term
  • Full-time
  • 4 years - 7 years
Career Level
  • Middle management level
  • Degree
Require to Travel
  • No travel