Job ref no.: CT3127825-01#4981

Compliance Manager (MIC)(Asset Management)

Ambition

Compliance, Manager (MIC) (Asset Management)

Our client is a family office asset management which is SFC licensed and setup with multiple fund. They are looking for a compliance manager to join their company.

Responsibilities:

  • Provide advice to investment professionals regarding compliance related matters
  • Providing compliance and regulatory advice and ensuring that all compliance and regulatory requirements in relation to its type 4 and type 9 license
  • Implement and review the current compliance procedures
  • Ensure the maintenance of an effective AML and KYC system
  • Liaise with internal departments and external parties

Requirements:

  • University graduated in Business administration, Finance and Accounting, Laws or other related discipline
  • 5 years of compliance experience in financial service institution
  • Proficient in English and Chinese

Interested parties, please send your application by clicking Apply Now or contact at Anthony Chan +852 3103 4363

www.ambition.com.hk

Data provided is for recruitment purposes only

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3127825-01#4981
Salary
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • Degree