Job ref no.: CT3127825-01#4981

Compliance Manager (MIC)(Asset Management)


Compliance, Manager (MIC) (Asset Management)

Our client is a family office asset management which is SFC licensed and setup with multiple fund. They are looking for a compliance manager to join their company.


  • Provide advice to investment professionals regarding compliance related matters
  • Providing compliance and regulatory advice and ensuring that all compliance and regulatory requirements in relation to its type 4 and type 9 license
  • Implement and review the current compliance procedures
  • Ensure the maintenance of an effective AML and KYC system
  • Liaise with internal departments and external parties


  • University graduated in Business administration, Finance and Accounting, Laws or other related discipline
  • 5 years of compliance experience in financial service institution
  • Proficient in English and Chinese

Interested parties, please send your application by clicking Apply Now or contact at Anthony Chan +852 3103 4363

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More job information
Job ref no. CT3127825-01#4981
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree