Our client is a European Private Banking. To cope with the rapid business expansion , they are now inviting high caliber candidates to join the team
Compliance Manager Monitoring and Testing, Private Banking - Foreign Private Banking
This is a team member role of the Compliance Monitoring & Testing team in Hong Kong, reporting to Head of Compliance Monitoring & Testing. The candidate will handle the day-to-day spectrum of compliance assurance activities for Hong Kong branch, to ensure that business operations adhere to requirements of the Hong Kong Monetary Authority (HKMA), the Securities and Futures Commission (SFC) and the Swiss Financial Market Supervisory Authority (FINMA), and all relevant compliance-related laws and regulations, as well as internal compliance policies and procedures.
This candidate will assist in implementing an effective control program through ongoing review process, monitoring and surveillance, investigation and reporting.
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Asia Progress is a well-established and reputable boutique talent acquisition agency specialising in the Banking & Finance industry. We firmly believed in providing exclusive and bespoke talent search to our clients and career advice to our candidates.
Equipped with solid experience in recruiting for all levels, we have successfully developed an established and renowned practice. Our reputable network in the Banking & Finance industry is what makes us stand out from our competitors and enables us to remain competitive yet at the same time providing professional talent search and career advice.