Who we're looking for
We are looking for a Compliance Manager whose primary responsibility is to coordinate compliance efforts for Private Assets in the region, including but not limited to real estate investment management. In this role the individual reports to the Head of Compliance Hong Kong, with a functional reporting line to Schroder Group's Head of Compliance, Private Assets. The role wil also contribute as part of the local compliance team in Hong Kong to support Schroder's asset management business in Hong Kong. You will need to interact with both senior compliance and business management. The activities include the provision of advice and support, surveillance and monitoring, training and assisting in strategic firm projects and implementation of new regulations.
The knowledge, experience and qualifications you need
What you'll be like
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We're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. We have around 4,000 people on six continents. And we've been around for over 200 years, but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper.
We're principally concerned with the regulatory requirements and expectations of the overseeing of policies & practices to address regulatory requirements set by the Securities and Futures Commission (SFC), and UK regulations where Schroders Hong Kong is lead regulated. We manage Schroders' relationship with its financial regulators and play an advisory role to colleagues on complex regulatory requirements. In addition, we're responsible for compliance monitoring and proactively mitigate any regulatory and reputational risks.
We work collaboratively with our colleagues in other business areas, including Fund Managers, Investment professionals, Analysts, Distribution, Marketing, Operations, Legal, Finance, HR and Risk to address regulatory issues and effective management which is now so significant to the success and prosperity of a major financial services business.