Job ref no.: CT3114388-01#8186

Compliance Manager - Private Equity Fund

Robert Walters

Benefits
  • Discretionary bonus

This person will sit within the lean compliance team reporting directly to the Group Head of Compliance and Legal. This will be a high exposure role with interaction across all the firm's business units and will have the chance to grow and develop into a more senior position within the company.

This position will be responsible for:

  • working with the Head of Compliance directly on all compliance matters
  • overseeing general compliance matters including licensing, internal controls, personal account dealing, and disclosure of interest
  • assisting on the review and enhancement of internal controls
  • reviewing and advising on potential improvements in compliance policies and procedures
  • other ad hoc duties as required

This person must have:

  • 4+ years of compliance experience, preferrably in a fund manager or mid-sized fund manager or investment bank
  • Fluent in English and Chinese languages
  • relevant undergraduate degree

Get in touch

Tony Wilkey

+852 2103 5338

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More job information
Job ref no. CT3114388-01#8186
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 4 years - 9 years
Career Level
  • Middle management level
Education
  • Degree