comScoreTag
Job ref no.: CT3114843-01#6561

Compliance Manager - Regional

Gravitas Recruitment Group (Hong Kong) Limited

Benefits
  • 5-day week
  • Discretionary bonus
  • Medical plan

Our client is a leading Securities firm based primarily within the APAC region that is rapidly expanding globally. It is a major provider of financial services incorporating a number of different business lines including, securities brokerage, stocks and futures, asset management, investment banking and corporate finance businesses.  With Hong Kong as the Regional Compliance headquarters, they are looking for an experienced compliance candidate to oversee the regional compliance unit. The candidate will coordinate with overseas offices including their operations in the UK, USA, APAC and Europe. 

Responsibility:

  • Overseeing and managing compliance functions of oversea offices globally including the US and UK
  • Leading overseas compliance representatives on monitoring compliance risks of business activities
  • Supporting overseas compliance on a day-to-day basis and ensure rules and regulations are aligned with Group policies
  • Interact with local and overseas parties including business lines, operations and compliance

Requirements:

  • Degree holder of Law or other related disciplines
  • 4 years+ compliance experience in securities/buy side
  • Sound knowledge of US/UK compliance requirements in financial services industry
  • Native English speaker, fluent Chinese is a definite advantage
  • Strong communication and stakeholder management skills 

 

Our client offers competitive remuneration package to the right candidate. Interested candidates, please Apply Now 

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3114843-01#6561
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 4 years - 9 years
Career Level
  • Non-management level
Education
  • Degree