Job ref no.: CT3115413-01#3669

Compliance Manager, Risk & Compliance Department

BOSC International Company Limited

  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Insurance plan
  • Medical plan


  • Report to the Head of Compliance and Risk Department.
  • Assist in developing, updating and reviewing policies, procedures and guidelines from the compliance perspective.
  • Perform compliance assessment and monitoring.
  • Design and conduct compliance training.
  • Liaise with regulatory bodies on applications, enquiries, reporting, returns and other compliance issues.
  • Handle ad hoc compliance assignments.


  • University graduate with minimum of 5 years relevant experience.
  • Preferably with securities, asset management and corporate finance experience.
  • Able to work under pressure toward tight deadlines.
  • With solid knowledge in application of SFC & local regulatory requirements.
  • Fluency in both English and Chinese (Mandarin and Cantonese), Excellent verbal and written communication skills.


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More job information
Job ref no. CT3115413-01#3669
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree