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Job ref no.: CT3116128-01#0626

Compliance Manager (SFC Type 1, 4, 6 and 9)

JAC Recruitment Hong Kong Co., Limited

Benefits
  • 5-day week
  • Discretionary bonus
  • Medical plan

Our client is a SFC license corporation. They are looking for candidates to join them as a Compliance Manager.

 

Job Responsibilities: 

  • Direct reporting to the CEO in all kinds of corporate matters.
  • Provide day to day regulatory advice and guidance on rules and internal policies 
  • Provide regulatory compliance advice and support to business processes to ensure full compliance with regulatory requirements and group standards
  • Review policies, procedures, marketing materials and customer correspondence

 

 Job Requirements:

 

  • Minimum of 3-5 years of Securities/Asset Management experience or relevant financial institutions
  • Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements
  • Experience in handling some types of SFC Type 1, 4, 6 and 9 will also be considered.
  • Able to communicate in English, Cantonese and Mandarin

 

Interested candidates, kindly send your detailed resume including:
1) Current and expected salary
2) Availability

Click Apply Now 

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More job information
Job ref no. CT3116128-01#0626
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 3 years - 5 years
Career Level
  • Middle management level
Education
  • N/A