Job ref no.: CT3118290-01#8903

Compliance Manager, Wealth Management

Aria Global Limited

Our client is a renowned bank, to cope with their business expansion, they are currently hiring a Compliance Manager to join their Wealth Management team.

RESPONSIBILITIES:

  • Provide advice on compliance issues in relation to insurance and MPF business;
  • Review selling documents, internal policies and procedures, PDD reports and training materials;
  • Identify and disseminate the new and updated regulatory requirements to business units and follow up any gap identified; and
  • Conduct compliance training to business units.

REQUIREMENTS:

  • Degree in Law, Finance, Accounting or related discipline;
  • Solid knowledge of regulatory requirements issued by HKMA, CIB, FI, IA, MPFA etc.; and
  • Minimum 3 years relevant experience in compliance advices in MPF and insurance business in banking / financial services industry.

If you are interested in finding out more about this career opportunity, please email your resume by clicking Apply Now or please call (852) 3562 8464 for more details.

Aria Global is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy.

Job Type: Full-time

Experience:

  • Compliance: 3 years (Preferred)

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More job information
Job ref no. CT3118290-01#8903
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years - 8 years
Career Level
  • Middle management level
Education
  • Degree