comScoreTag Job - Compliance Manager, Harbridge Partners Limited
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Harbridge Partners Limited

HARBRIDGE PARTNERS is a boutique, executive search and human capital consultancy firm.

We are an Asia-based, premier human capital consultancy and recruitment specialist in the  Legal, Compliance, Risk, Audit, Internal Audit, Corporate Governance,Tax, Infrastructure (Middle Office), Information Security/ Technology and Sales & Marketing, fields.

Due to client requests, we launched our Private Banking / Private Wealth Management Division, servicing all levels of requirements from  Private Bankers, Wealth Planners, Tax Consultants to Portfolio Managers, Credit Specialists and support staff.

Our front-line  Sales & Marketing Practice, is now headed by an ex-investment banker.

Our Legal, GRC (Governance, Risk and Compliance) and Internal Audit Practice is managed by a multi-awards winning specialist Legal and Compliance Recruitment Consultant, with over 16 years specialist experience recruiting in these areas.

We assist our global and local clients in Asia with identifying, developing and recruiting the world’s top talent, exclusively for the fast growing markets of the Asia Pacific regions.

Most of our consultants are multi-lingual and speak fluent English as well as another Asian language.

Compliance Manager

Job Ref.CT3111806-01#0053

The Company

Our client is a full licensed financial institution backed by one of the most reputable asset management corporation. They are a SFC type 1,2,4,5,6,9 licensed financial service company which their business area includes IBD, DCM, ECM, Mergers and Acquisition etc. They are currently looking for a suitable candidate as their  Compliance Manager to join their team.

 

Responsibilities:

Acting as a Compliance Manager, you will be responsible for:

  • Liaise with regulatory bodies such as SFC.
  • Conduct compliance monitoring review including accounts checking and error trade review
  • Provide compliance advisory to business units and management team.
  • Update local and overseas rules and regulations (e.g. FATCA) and ensure business activities are in compliance.
  • Conduct AML compliance testing and review.
  • Review business procedures in order to ensure regulatory compliance.
  • Update procedures manual.

 

Requirements:

  • Minimum 6 years of working experience in compliance industry.
  • Degree or above in Legal, Compliance, Risk Management, Business Management  or other related disciplines
  • Sound SFC compliance knowledge (SFC type 1,4,6,9, type 6 would be the priority).
  • Knowledge and experience related to DCM and ECM would be an advantage.
  • Strong language capability, including Mandarin.
  • Others:Detail minded, honest and reliable.

 

Benefits

  • Client company is willing to buy off suitable candidate's notice period and bonus.
  • Stable working hour.
  • Competitive year end bonus.
  • Great Career progression.
  • Good medical insurance
  • Great MPF Pension Scheme

For further information, please contact our Douglas Au at 2523 9994.

da@harbridgepartners.com

consultants@harbridgepartners.com

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Job Ref No.
CT3111806-01#0053
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Benefits
  • 5-day week
  • Discretionary bonus
  • Insurance plan
  • Medical plan
  • Year-end bonus
Location
Employment Term
Experience
Education
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