Job ref no.: CT3119908-01#0001
ADMIS Hong Kong Limited

Compliance Manager

ADMIS Hong Kong Limited

Benefits
  • 5-day week
  • 13-month pay
  • Dental plan
  • Insurance plan
  • Medical plan

Responsibilities:

  • Conduct client onboard review, transaction monitoring, trading surveillance and due diligence checking
  • Perform KYC/AML checks and ongoing AML/CTF screening and monitoring
  • Handle licensing matters and inquiries from SFC and overseas regulators
  • Provide AML and Compliance advice to related internal parties on existing and new regulation requirement and implement action plan
  • Assist in handling daily compliance tasks
  • Review and ensure the operational procedure comply with rules and regulations
  • Participate in ad hoc projects

 

Requirements:

  • Degree holder in Law/Accounting/Finance or other related disciplines
  • Relevant working experience in compliance field, ideally over 5 years experience, exposure on SFC Type 2 licenses will be a definite advantage
  • Familiar with SFC rules and regulations, knowledge of overseas compliance requirements will be a definite advantage
  • Strong reading and writing skills, with ability to interpret the rules correctly annd suggest action plan to satisfy compliance requirements
  • Excellent commend in both spoken and written English and Chinese
  • Detail-oriented and have good sense of confidentiality

 

Please send full resume and contact phone number to Human Resources Department, ADMIS Hong Kong Limited, 908-10, 9/F, Lincoln House, Taikoo Place, 979 King's Road, Quarry Bay, Hong Kong or fax to 2525 3783 or by clicking Apply Now.

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More job information
Job ref no. CT3119908-01#0001
Salary
  • N/A
Job Function
Industry
Location
  • Quarry Bay
Employment Term
  • Permanent
  • Full-time
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • Degree