Posted on 2022-08-03
Industrial and Commercial Bank of China (Asia) Ltd

Compliance Manager

Industrial and Commercial Bank of China (Asia) Ltd

Job Responsibilities

  • Promote and monitor the effective implementation of external supervision rules and the Bank’s policies and procedures
  • Conduct gap analysis to fulfill regulatory requirements, develop and improve credit related policies and operational processes
  • Conduct internal investigation and report to Internal Control & Compliance Department of any non-compliance issues
  • Cooperate with internal and external inspection and examination work
  • Act as Department’s Operational Risk Respondent, responsible for department’s related KRA & KRI and keep track of Risk Management Department’s reports
  • Participate in ad hoc work and projects related to compliance issues

Job Requirements

  • University graduate with major in Economics, Finance or related disciplines
  • Minimum 5 years of banking experience in credit and/or compliance department
  • Knowledge in credit risk related management and operational procedures
  • Familiar with the requirements of HKMA’s guidelines and the Bank’s credit policies and procedures
  • Proficient in spoken and written English & Chinese (including Putonghua)
More job information
  • 5-day week
  • Competitive pay
Job Function
Employment Term
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree
Require to Travel
  • No travel