Job ref no.: CT3124638-01#3236

Compliance Officer - Asset Management (6 month)

Morgan McKinley

Compliance Officer - Asset Management (6 month)

 
Competitive
Permanent
Hong Kong Island
29 Jan 2020
RefBBBH752028
 

Compliance Officer - Asset Management (6 month)

Responsibilities

  • Support the Hong Kong and Offshore China Client Business Advisory
  • Review marketing materials for local retail business
  • Coordinate Regulatory Enquiries from SFC
  • Assist in regulatory filing in Hong Kong

Requirements

  • Immediately available is highly preferred
  • At least 2- 5 years of relevant expereince in compliance; preferably in buy side/ asset management sector
  • Ability to read and speak English and Chinese (Mandarin Chinese preferred)
  • Familiar with SFC regulatory requirements in relations to funds/ investment products
  • Good understand on fund set up and fund structure

 

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More job information
Job ref no. CT3124638-01#3236
Salary
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 2 years - 10 years
Career Level
  • Entry level
Education
  • N/A