Job ref no.: A-50290

Compliance Officer / Assistant Manager / Manager

AMAC Human Resources Consultants

Compliance Officer / Assistant Manager / Compliance Manager
  • Degree holder or above in Accounting, Finance, Business or related discipline
  • Minimum 3 years experience, previous experience in brokerage firm would be an advantage
  • Good interpersonal, communication skills and be able to work under pressure
  • Good command of both spoken and written English and Chinese, Mandarin is a Must
Job Duties:
  • Responsible for developing and reviewing the company's current and new business regulated activities to ensure all product and services are in compliance with all relevant rules and regulations
  • Recommend and advise business line managers to implement adequate procedures and controls to comply with all applicable regulations laws and codes
  • Handle SFC license applications, notifications and related licensing matters
  • Other ad hoc tasks as required
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More job information
Job ref no. A-50290 (CT3116513-01#1480)
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 3 years - 8 years
Career Level
  • Middle management level
Education
  • Degree