Job ref no.: CT3130528-01#0049

Compliance Officer / Assistant

Platinum Management Services Limited

Responsibilities:

  • Assist in dealing with HKEX, SFC and other regulatory organizations for all compliance and licensing matters;
  • Assist in developing and monitoring compliance related policies and procedures as well as proper internal control to ensure that Company is in compliance with regulations;
  • Handle and update licensing matters for licensed individuals and corporations;
  • Conduct CPTs and maintain licensed individuals’ CPT record;
  • Conduct KYC/CDD for new account opening and account maintenance;
  • Assist on all company secretarial tasks, including prepare Board Minutes/Written Resolutions/ AGM for group companies; and
  • Perform ad-hoc assignments or projects as required

Requirements:

  • Degree holder or above in Law, Accounting or related disciplines;
  • Sound knowledge of the financial industry and Compliance regulations is a plus;
  • Preferably with one year working experience; candidates with internship experience in the banking and finance industries is preferred;
  • Excellent communication and interpersonal skills;
  • Able to work under pressure and work independently;
  • Fluency in written and spoken English and Chinese (both Cantonese and Mandarin); and
  • Fresh graduates will also be considered

We offer a competitive compensation package to the right candidate. Interested parties please apply by clicking ‘Apply Now’ with a detailed resume.

(All applications will be treated in strictly confidential.  Applicants who are not invited for interview within 2 months may consider that their applications are unsuccessful.)

 

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More job information
Job ref no. CT3130528-01#0049
Salary
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 1 year
Career Level
  • Entry level
Education
  • Degree
Benefits
  • Discretionary bonus
  • Insurance plan
  • Medical plan