Job ref no.: CT3116513-01#7292

Compliance Officer for a Private Bank in Hong Kong (HK650K+Bonus)


  • 5-day week
  • Competitive pay
  • Dental plan
  • Discretionary bonus
  • Insurance plan
  • Medical plan

Primary Functions:

  • Involved in the compliance process and carrying out regular work as assigned by the Head of Compliance, HK;
  • Prepare and evaluate regular compliance related activity reports and perform review where necessary;
  • Assist in the regulatory enquiries, self-assessment/questionnaire and inspection as necessary;
  • Perform compliance activities such as supporting compliance investigation and compliance risk assessments;
  • Review and analysis of client complaints;
  • Identify and control AML risk, implementing monitoring measures where required;
  • Assisting in the implementation of HKD regulatory requirements as well as internal process that applicable to CIC/CICIS;
  • Assist in the compliance training;
  • Responding to ad hoc compliance incidents.


  1. Degree holder in Accounting or related discipline;
  2. Possessed 2-3 years private banking working experience in a similar compliance position; prior experience with the HKMA or SFC is an advantage;
  3. Ability to develop knowledge and understanding of compliance and risk management matters relating to private banking business;
  4. Demonstrated the ability to acquire skills needed to perform compliance roles such as independent engagement with ethical concerns;
  5. Ale to understand compliance enquiries and problems;
  6. Possess good discretion in highly confidential information;
  7. Knowledge of software packages (e.g. MS Office);
  8. Good communication, Team work and interpersonal skills;
  9. Fluency in English, Cantonese and Mandarin.

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More job information
Job ref no. CT3116513-01#7292
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 2 years - 3 years
Career Level
  • Non-management level
  • Degree