Posted on 2021-10-08

Compliance Officer - Mid to Senior-Level

Hughes-Castell (Hong Kong) Ltd

World’s leading institutional investment firm has an exciting opportunity for a highly motivated professional to join their compliance team in Asia and provide day-to-day compliance support covering the Asia region.

Responsibilities: 
As part of their global compliance team, you will report to the Singapore-based Compliance Director and provide proactive, professional, and commercially aware compliance advice and services on regulatory matters for China Mainland, Hong Kong, and Singapore, as well as assist affiliates in Japan and UK.

Requirements:
Applications are welcome from those with 5-8 years’ experience of research and trading compliance with equities and equity derivatives at a hedge fund manager. Hong Kong legally qualified and previous experience in handling regulators are highly desirable. Strong regulatory experience, especially recent insider trading and market abuse cases in China, is advantageous. Fluency in written and oral English and Mandarin is required. REF: 16654/

Interested candidates, please click Apply Now or send an updated CV toSharon Siu ([via CTgoodjobs Apply Now ]). To learn more about the role, please visit the Compliance Officer, Asia (5-8 yrs EXP) Hong Kong page.


For more legal or compliance opportunities in Asia, please visit www.hughes-castell.com/job/search.html


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More job information
Salary
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 5 years
Career Level
  • Middle management level
Education
  • Degree