Job - Compliance Officer, Risk & Compliance Department, Taiping Securities (HK) Company Limited
Taiping Securities (HK) Company Limited

We, wholly owned by China Taiping Insurance Holdings Company Limited (stock code: 966), are a securities company approved by the Hong Kong Securities and Futures Commission. We now invite high caliber candidate to join our company for the following role.

Compliance Officer, Risk & Compliance Department

Job Ref.CT3105882-01#0011

Key Responsibilities:

  • Perform and handle full spectrum of compliance duties for Taiping Securities (HK) Company Limited and its affiliated companies
  • Handle regulatory procedures in dealing with external regulatory institutions, e.g. licensing matters, notification, annual return and survey as required by the regulators
  • To assist in developing, updating and reviewing policies, procedures and guidelines from the compliance perspective
  • Identify compliance and related risks and work out resolutions to them
  • Preparing regular and ad hoc compliance report


  • Bachelor degree in business, finance, law or related field
  • 5 years or above compliance experience in securities firm. Experience in asset management company or fund house will be an advantage.
  • Good understanding of SFO and other relevant rules and regulations.
  • High sense of responsibility with good organizing, communication and presentation skills
  • Able to work under pressure toward tight deadlines
  • Good command of written & spoken English and Chinese including Mandarin 

We provide 5-day work week and attractive remuneration package to the right candidate. Interested parties, please send your full resume with present, expected salary and date available by email to:, attention HR & Adm Manager. Please mark POSITION & DEPARTMENT applied for in the subject of your application.

All Personal data collected will be used for recruitment purpose only.

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