Job ref no.: CT3117603-01#0059
RecruitFirst Limited

Compliance Officer, Unit Trust (FATCA/ KYC/ AML)

RecruitFirst Limited

  • 5-day week
  • Birthday leave
  • Competitive pay
  • Dental plan
  • Insurance plan
  • Medical plan
  • Year-end bonus
  • … + 1 more


• Follow up and compile daily investors’ application forms and supporting documents
• Handle client on-boarding check
• Liaise with managers and distributors for any issues
• Investigate and escalate suspicious cases if any
• Handle unit trust order, including subscription, redemption, switching, transfer, dividend and reinvestment


• Degree holder or above
• Fresh graduate is also welcome
• 1 year releveant working experience is a plus
• Good command of both written and spoken English, Chinese and Mandarin
• Candidates with direct experience will be considered as Senior/ Assistant Officer

Please send your resume to [via CTgoodjobs Apply Now ] 

Please note that only short listed candidates will be notified. All information gathered will be treated in strict confidence and solely used for recruitment purposes.

More job information
Job ref no. CT3117603-01#0059
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 1 year - 5 years
Career Level
  • Entry level
  • Degree