Job ref no.: CT3116128-01#5071

Compliance Officer

Global Group International Holdings Limited

Benefits
  • 5-day week
  • Dental plan
  • Medical plan

Responsibilities:

  • Supervise and managed business operation, including all SFC regulated activities to ensure full regulatory compliance and good market practice
  • Establishment and implementation of compliance policy/procedure in accordance with group policy, covering any update of laws and regulations affecting the business 
  • In-charge of overall internal review/controls of marketing materials and external documents
  • Coordinating KYC, AML-related issues and projects
  • Handle internal compliance review and control, to ensure compliance policies and policies and procedures are followed and maintained the rules and regulations
  • Analyze and monitor the operational risks of the company, e.g. trade limits, failed trades etc
  • Undertake other ad-hoc duties as assigned

 

Requirements:

  • Bachelor degree holder or above in Law, Business, Finance or related disciplines
  • 3 - 5 years relevant experience, preferably in SFC regulated institutions
  • Mature, responsible, detail minded, with the ability to handle multiple tasks independently under pressure
  • Professional mannerism and proactive working attitude
  • Good communication and organization skills
  • Good command in written and spoken English and Chinese including fluency in Putonghua

Interested parties please click Apply Now to apply job

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3116128-01#5071
Salary
  • N/A
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years - 5 years
Career Level
  • Middle management level
Education
  • Diploma or equivalent
  • Asso. Deg or High Dip
  • Degree