Job ref no.: CT3116348-01#7017

Compliance Officer

XY Capital Limited

  • 5-day week
  • Discretionary bonus
  • Medical plan

The firm is looking to expand its team and is accepting candidates for the following role:

Compliance Officer


  • Participate in all risk and compliance engagements such as internal audit,  internal control review and SFO compliance review; 
  • Develop and maintain Risk and Compliance frameworks, policies and standards 
  • Ensure compliance with applicable laws and regulations
  • Monitor local regulatory developments and coordinate with regulatory bodies such as SFC 


  • Degree or above in Law, Business Management or other related disciplines 
  • At least 2 years of relevant experience in compliance at a reputable buy-side firm;  RA 1/2 is preferred 
  • Familiar with buy-side risk management and operational workflows 
  • Strong sense of compliance and risk prevention awareness 

To apply, please send your detailed resume including your current and expected salary in English via Apply Now


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More job information
Job ref no. CT3116348-01#7017
  • N/A
Job Function
  • Central
Employment Term
  • Full-time
  • 2 years
Career Level
  • Middle management level
  • Degree