Job ref no.: CT3120081-01#1478

Compliance Officer

AMAC Human Resources Consultants

23,000 to 26,000 Per Month

Compliance Officer

  • Degree in Finance, Business or related discipline
  • At least 3 years relevant experience, preferably in investment banking
and advisory, stockbroking and/or regulatory bodies
  • Good workable knowledge on rules, regulations and guidelines of the
Hong Kong Securities and Futures Commission and HKEx
  • Good exposure to financial products in Hong jong
  • Hands-on experience in advising on issues relating to commercial,
corporate secretarial and regulatory compliance
  • Good interpersonal and communication skills
  • Fluent in both written and spoken English, Chinese and Mandarin
Job Duties:
  • Assist the Compliance Manager in all round compliance duties related to
activity 1, 2, 4 9
  • Handle the compliance duties of Hong Kong Group Companies
  • Focus at licensing application to SFC & operational compliance
  • Prepare compliance reports to SFC for Manager's review
  • Draft compliance documentation and provide support to corporate
secretarial service
Ref.A-45973
 

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