Job ref no.: CT3120620-01#0047
Founder Securities (Hong Kong) Financial Holdings Limited

Compliance Officer

Founder Securities (Hong Kong) Financial Holdings Limited

  • 5-day week
  • Birthday leave
  • Dental plan
  • Discretionary bonus
  • Extra maternity leave
  • Flexible working hours
  • Marriage leave
  • Medical plan
  • K + 2 more

Job Descriptions:

  • Develop strategies to drive client acquisition and growth through external sources
  • Build a high personal and corporate profile in the community in which you are based. Develop network of Group and External professional contacts with the aim of introducing new business, enhancing technical knowledge and promoting the brand
  • Establish and maintain client relationships by understanding their special needs, handling their inquiries and complaints in a timely manner
  • Responsible for distributing research reports, coordinating client requests for research, projects, specific products and services (conference calls, corporate roadshows, strategy seminars, conference one on ones etc.)
  • Take new initiatives including system enhancement, manage projects with related parties and external vendors.
  • Handle other ad-hoc project


  • Bachelor degree or above in finance or business-related studies
  • With clean disciplinary records
  • Outstanding team player with solid financial knowledge, strong interpersonal skills, ability to build trust and confidence among clients and colleagues
  • 5+ years of experience in securities firms or other financial institutions
  • Substantial institutional clients’ resources
  • Strong work ethic and self-motivated
  • Strong skills in MS Office (Excel / PowerPoint / Word)
  • Excellent command of both written and spoken English and Chinese
  • Good team player with strong organization and interpersonal skill

We offer attractive remuneration and benefits to the right candidates. Interested parties, please send your application with full resume stating your CURRENT and EXPECTED salary to the following email address: [via CTgoodjobs Apply Now ]

All applications will be treated in strict confidence and used exclusively for the employment purpose. Only short listed candidates will be invited for interview. The company will retain the applications for a maximum period of 6 months.

More job information
Job ref no. CT3120620-01#0047
  • N/A
Job Function
  • Central
Employment Term
  • Full-time
  • 5 years - 10 years
Career Level
  • Non-management level
  • Degree
  • Master's degree