Job ref no.: CT3121267-01#1501

Compliance Officer

HGC Investment Management (HK) Limited

HGC Investment Management

HGC is the Hong Kong wealth management and asset management arm of the Henry Group, a major immigration related manager with over US$ 4 billion under management. The group has over 10 year’s investment track record and a customer base of over 30,000 high net worth Chinese investors.

Headquartered in Beijing and with 40 offices in China and North America. HGC is licensed by the Securities and Futures Commission in Hong Kong in Type 1, 4 & 9 activities. We welcome high caliber candidates to join our team in Hong Kong.

Compliance Officer

Responsibilities

  • Oversee and monitor the regulatory compliance of the Company and group companies with applicable laws, regulations and SFC guidelines;
  • Ensure proper compliance documentations, filing and reporting of the Company;
  • Provide legal and compliance support to new business and fund operations;
  • Enhance Anti- Money Laundering and Customer Due Diligence procedures;
  • Review internal system and operations to ensure corporate compliance.

 Requirements

  • University degree holder in Accounting, Finance, Law or related disciplines
  • At least 3 years relevant experience in legal/compliance, licensed corporation or fund management companies. 
  • Strong communication, presentation, inter-personal and negotiations skills
  • Proficient in both written and spoken English & Chinese, including Mandarin

Interested parties please send your full resume, with contact telephone number, present and expected salary and available date by email to Apply Now quoting the post applied. All information received will be kept in strict confidence and only for employment-related purpose.

 

 

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3121267-01#1501
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 3 years - 8 years
Career Level
  • Non-management level
Education
  • Degree