Job ref no.: CT3129593-01#5140

Compliance Officer

Hong Kong Digital Asset Exchange Ltd.

 

Responsibilities:

  • Perform regular and ah-hoc reviews, monitoring and handling on compliance and regulatory matters regarding SFC regulated activities
  • Responsible for handling SFC or any other regulatory authorities’ enquiries/reporting/inspection or investigation for regulated activities related matters and other licensing matters
  • Develop and update compliance policies and procedures in alignment with latest regulatory requirements
  • Establish and strengthen internal operation to improve work flow & efficiency
  • Handle licensing applications and AML compliance functions for internal control practices
  • Provide compliance advice and support business initiatives
  • Liaise and collaborate with different departments to formulate, drive and implement remediation of compliance issues
  • Undertake any ad-hoc assignments or legal work upon required

Requirements:

  • Degree holder in Law, Finance, Banking or related discipline
  • Minimum 2-3 years of legal and compliance experiences in brokerage firm or financial institutions
  • Hand on experience in client onboarding procedure, document verification, KYC review and AML operation
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies a plus
  • Well versed with SFO and familiar with other statutory regulations, procedures and guidelines (such as AML, FATCA, CRS)
  • Good command of both written and spoken in English and Chinese, fluency in Mandarin is a merit.

Interested parties please click Apply Now to apply job.

 

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More job information
Job ref no. CT3129593-01#5140
Salary
Job Function
Industry
Location
  • Yaumatei
Employment Term
  • Permanent
  • Full-time
Experience
  • 2 years - 3 years
Career Level
  • Non-management level
Education
  • Degree