Posted on 2021-10-12
Optimum Solutions (Singapore) Pte Ltd

Compliance Officer

Optimum Solutions (Singapore) Pte Ltd


  • You will be responsible for performing corroboration and plausibility analysis on the SoW write up in accordance with the APAC SoW guidelines. 
  • Review the material changes in DDCRs and up-risked accounts on an ongoing basis.
  • You will be required to review information from multiple sources to ensure complete and consistent information across the clients’ profiles. 
  • To follow up with the Relationship Managers where additional information or clarifications are required and support them by ensuring the final write up meets the internal requirements 
  • You are required to document the source of wealth information, and your assessment of the corroboration and plausibility, with the supporting documents from available sources and share with the Relationship Manager to sign off



  • Knowledge of MAS and HKMA regulations is preferred.
  • KYC / AML knowledge in particular an understanding of the Source of Wealth is preferred
  • A critical mindset and strong analytical skills – ability to understand complex information and to apply logical reasoning to assess if that information is plausible.
  • Fast learner – the ability to pick up new information quickly and assimilate information from multiple sources
  • Effective communication and stakeholder management skills, particularly in the ability to liaise with relationship managers, compliance and checkers
  • Strong attention to detail to ensure that all items are accurately recorded for a robust audit trail
  • Good organizational and time management skills, including the ability to prioritize tasks
  • Private Banking background is an advantage, but not mandatory (subject to the overall skills of the candidate)

Interested candidates can apply by email. Please send your resume and cover letter to [via CTgoodjobs Apply Now ]

More job information
Job Function
  • Tsimshatsui
Employment Term
  • Contract
  • 1 year - 4 years
Career Level
  • Non-management level
  • Degree
  • Master's degree
Require to Travel
  • No travel
  • Medical plan