Posted on 2022-11-21
Bank SinoPac 永豐銀行

Compliance Officer

Bank SinoPac 永豐銀行

Job Responsibilities:

  • Ensure that the Bank complies with its own internal policies and procedures, and with all applicable legal and regulatory requirements
  • Provide support to the Head of Compliance to ensure that risks are adequately managed
  • Assist in the maintenance of compliance procedures and ensure the procedures are being enforced
  • Interpret and disseminate regulatory updates to other departments
  • Liaise with other departments on the application of regulations and implementation of compliance programs
  • Conduct internal reviews and coordinate regulatory reviews / audits
  • Monitor employee dealing activities and handle licensing matters
  • Follow up on compliance issues that require investigation

Job Requirements:

  • Bachelor’s degree in Business, Accounting, Law or above
  • Familiar with the laws and regulations that apply to the banking industry in Hong Kong
  • Experience in dealing with regulators and auditors
  • At least 6 years solid compliance experience in banking, securities or asset management companies
  • Excellent communication skills, independent, an analytical mind and the ability to manage and prioritize work 

Apply Methods:

Interested parties please send your application letter & resume with salary expected to Human Resources Manager via the following channels.

  1. By email : [via CTgoodjobs Apply Now ]; or
  2. By fax : 2851-3163; or
  3. By post: Human Resources Manager, Bank SinoPac, 18/F, One Peking, 1 Peking Road, Tsim Sha Tsui, Kowloon.

Bank SinoPac is committed to a policy of providing equal employment opportunity to all qualified employees and applicants. Personal data collected will be used strictly for recruitment purposes only. 

More job information
Salary
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 6 years - 11 years
Career Level
  • Non-management level
Education
  • Degree