Compliance Officer

Job Responsibilities:

• Ensure that the Bank complies with its own internal policies and procedures, and with all applicable legal and regulatory requirements
• Provide support to the Head of Compliance to ensure that risks are adequately managed
• Assist in the maintenance of compliance procedures and ensure the procedures are being enforced
• Interpret and disseminate regulatory updates to other departments
• Liaise with other departments on the application of regulations and implementation of compliance programs
• Conduct internal reviews and coordinate regulatory reviews / audits
• Monitor employee dealing activities and handle licensing matters
• Follow up on compliance issues that require investigation

Job Requirements:

• Bachelor’s degree in Business, Accounting, Law or above
• Familiar with the laws and regulations that apply to the banking industry in Hong Kong
• Experience in dealing with regulators and auditors
• At least 6 years solid compliance experience in banking, securities or asset management companies
• Excellent communication skills, independent, an analytical mind and the ability to manage and prioritize work 

Apply Methods:

Interested parties please send your application letter & resume with salary expected to Human Resources Manager via the following channels.

1. By email : [via CTgoodjobs Apply Now ]; or
2. By fax : 2851-3163; or
3. By post: Human Resources Manager, Bank SinoPac, 18/F, One Peking, 1 Peking Road, Tsim Sha Tsui, Kowloon.

Bank SinoPac is committed to a policy of providing equal employment opportunity to all qualified employees and applicants. Personal data collected will be used strictly for recruitment purposes only.