Bank SinoPac 永豐銀行

Compliance Officer

Bank SinoPac 永豐銀行

Job Responsibilities:

  • Ensure that the Bank complies with its own internal policies and procedures, and with all applicable legal and regulatory requirements
  • Provide support to the Head of Compliance to ensure that risks are adequately managed
  • Assist in the maintenance of compliance procedures and ensure the procedures are being enforced
  • Interpret and disseminate regulatory updates to other departments
  • Liaise with other departments on the application of regulations and implementation of compliance programs
  • Conduct internal reviews and coordinate regulatory reviews / audits
  • Monitor employee dealing activities and handle licensing matters
  • Follow up on compliance issues that require investigation

Job Requirements:

  • Bachelor’s degree in Business, Accounting, Law or above
  • Familiar with the laws and regulations that apply to the banking industry in Hong Kong
  • Experience in dealing with regulators and auditors
  • At least 6 years solid compliance experience in banking, securities or asset management companies
  • Excellent communication skills, independent, an analytical mind and the ability to manage and prioritize work 

Apply Methods:

Interested parties please send your application letter & resume with salary expected to Human Resources Manager via the following channels.

  1. By email : [via CTgoodjobs Apply Now ]; or
  2. By fax : 2851-3163; or
  3. By post: Human Resources Manager, Bank SinoPac, 18/F, One Peking, 1 Peking Road, Tsim Sha Tsui, Kowloon.

Bank SinoPac is committed to a policy of providing equal employment opportunity to all qualified employees and applicants. Personal data collected will be used strictly for recruitment purposes only. 

More job information
Job Function
Work Model
  • On-site / At the workplace
Employment Term
  • Permanent
  • Full-time
  • 6 years - 11 years
Career Level
  • Middle management level
  • Degree
  • Master's degree