Job ref no.: CT3118200-01#7856

Compliance Review Manager (Bank)

Super Hunter Services Co. Limited

Responsibilities:

  • Perform scheduled branch visits
  • Carry out the compliance monitoring programs on high-risk operations
  • To perform compliance review / self-assessment on selected operations
  • Provide recommendations on compliance issues and findings being identified
  • Prepare management report on branch visit and compliance review/ monitoring
  • Assist in planning, developing and designing the compliance monitoring programs, compliance review and self-assessment
  • Participate in compliance training activities

Requirements:

  • University graduate or relevant professional qualifications, such as AHKIB, CPA, etc.
  • Over 3 years' working experience in the financial services industry with compliance / audit / risk management / internal control experience
  • Good knowledge of requirements from HKMA / SFC / PCPD
  • Efficient and effective team player with initiative and who is able to work independently 
  • Able to make judgment and liaise effectively with business and supporting units

 

Candidates with more experience can be considered as “Senior Compliance Manager"

 

Interested parties please send your detail resume in MS WORD format with current and expected salary through Apply Now

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More job information
Job ref no. CT3118200-01#7856
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 3 years - 8 years
Career Level
  • Middle management level
Education
  • Degree