Job ref no.: CT3121267-01#1267

Compliance Trainee

HARRIS FRASER GROUP

Benefits
  • 5-day week
  • Dental plan
  • Insurance plan
  • Medical plan

Responsibilities

  • Assist compliance manager to review documentation including but not limited to compliance policies and perform internal investigation
  • Oversee internal controls to identify, assess and address compliance risks to ensure due compliance with SFC and Insurance Authority requirements
  • Support in handling inspections or audits undertaken by the SFC and other regulatory authorities
  • Assist in monitoring staff dealing activities, AML and KYC checking

Requirements

  • University degree holder in Accounting or related disciplines
  • 1 year of working experience, preferably in compliance companies or financial institutions
  • Good communication skill in English and Chinese, fluent Putonghua is preferred
  • Knowledge with Type 1, 4 and 9 license related business under SFC regulation
  • Good knowledge of application software such as MS Word and MS Excel is an advantage

We provide heavy regulatory compliance training to the right hard working candidate who aims to take up compliance as their career.

Interested parties, please send your full resume with expected salary by clicking Apply Now.

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More job information
Job ref no. CT3121267-01#1267
Salary
  • N/A
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 1 year - 2 years
Career Level
  • Entry level
Education
  • Degree