Job ref no.: CT3124805-01#5099

CONTRACT OPERATIONS REGULATORY ANALYST

HR-Pro Recruitment Services Pte Ltd

Role Responsibilities

  • Primarily perform and oversee the regulatory (APAC/EU/US) reporting by the team on behalf of WM APAC specifically on Transaction Reporting
  • Review on all regulatory reporting requirements to ensure compliance with regulation in each jurisdictions (Completeness, Accuracy, Timeliness)
  • Assist in conducting tests for implementation of changes on the reporting
  • Liaise and work in collaboration with other stakeholders for successful delivery of changes
  • Escalate issues / red flags identified in the course of regulatory reporting delivery
  • Participate in methodology reviews and implementation of any methodological changes
  • Participate in system enhancement IT and support process improvement projects

Experience/Exposure

  • Analyst with knowledge and interest in Private Banking and Investment Banking industry, preferably with exposure in Operations processes and under Wealth Management
  • Knowledge on securities (incl. derivatives) products
  • Have minimum of 2-3 years relevant work experience, preferably in a private bank, investment bank or consulting firm
  • Have strong analytical skills, presentation skills and organizational skills
  • Have demonstrated good work ethic, ability to work under pressure, and ability to work effectively in a small team
  • Have strong Excel and PowerPoint capabilities
  • Prior experience in business analysis, transactional reporting and regulatory projects will be viewed favorably
  • Prior experience in AVALOQ application will be a plus

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3124805-01#5099
Salary
Job Function
Industry
Location
  • Central
Employment Term
  • Contract
Experience
    N/A
Career Level
  • Non-management level
Education
  • N/A