What you'll do
You'll help the team with the following:
This role is part of Schroders' Compliance, Legal and Governance (CLG) community, which has 150+ professional staff and provides support for 27+ locations worldwide including Hong Kong, mainland China, Singapore, Taiwan, Indonesia, Japan, Korea, Australia in Asia Pacific. The individual will work very closely with the Compliance, Legal and Risk teams in Hong Kong.
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The team is looking to hire a 6 months contractor to join our Compliance function who are responsible for managing Schroders' relationship with financial regulators, providing advisory support to colleagues on complex regulatory requirements, monitoring compliance and helping Schroders to manage its regulatory and reputational risks.
The team is principally concerned with the regulatory requirements and expectations of the overseeing policy and practice to address regulatory requirements set by the Securities and Futures Commission and UK regulations where Schroders is lead regulated. The team also supports Schroders' business in Hong Kong and in mainland China. The team works collaboratively with staff in all areas of the business, including Fund Managers, Analysts, Distribution, Marketing, Operations, Legal, Finance, HR and Risk in addressing regulatory issues