Job ref no.: CT3116513-01#2492

Control Room Compliance Officer

Credit Suisse

Credit Suisse is a leading global wealth manager with strong investment banking and asset management capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisions and regions to create innovative solutions to meet the needs of our clients—and to help our employees grow. It is a high priority for us to continually invest in our employees by providing ongoing opportunities for training, networking and mobility. Join us and let's shape the future of Credit Suisse together.

We Offer
  • Review Equity and Fixed Income Research reports for potential conflicts with the Watch and Restricted List
  • Transaction review and maintenance in Deal Management System
  • Review and approve wall-crossing requests from banking business
  • Maintain Watch list and Restricted List
  • Review and approve trade requests on Restricted List
  • Review Cross Divisional Conflict Clearance requests
  • Providing daily support to the APAC Control Room workflow including training
  • Providing ad hoc support to Control Room projects including Chinese Wall designation review and surveillance alerts escalations
  • Providing support during regulatory inspections
You Offer
  • Control Room and/or banking compliance experience is preferred
  • Ability to handle confidential information and matters with discretion
  • Flexibility with working on shift hours since APAC Control Room covers from 6am to 8pm and could be longer during earnings season
  • Detail oriented, with strong follow-up
  • Ability to work independently and interact with all levels of management in a professional and positive manner
  • Good team player with strong interpersonal, communication and presentation skills
  • Strong analytical and project management skills

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More job information
Job ref no. CT3116513-01#2492
  • N/A
Job Function
Employment Term
  • Full-time
Career Level
  • Non-management level
  • N/A