Job ref no.: CT3117255-01#8425

Credit Monitoring and Support Analyst, Wealth Management

Robert Walters

Salary Attractive packages + Bonus

Location Hong Kong

FULL_TIME

Consultant Christy Zhang


Prepare and consolidate the daily and monthly risk monitoring reports on Hong Kong, Singapore and On-Shore accounts to Risk-WM and WM Management

Position Purpose:


  • Prepare and consolidate the daily and monthly risk monitoring reports on Hong Kong, Singapore and On-Shore accounts to Risk-WM and WM Management
  • Ensure accounts operate within the guidelines or pre-approved exceptions and follow up with the Front office for action plans for new exceptions
  • Review the lending ratio on new securities and co-ordinate with Risk-WM for FR requests / confirmations
  • Compile statistic reports for reporting or audit purpose
  • Check client’s positions to determine eligibility for new placements and IPOs
  • Contribute to the implementation of operational permanent control policies and procedures in day-to-day business activities, such as Control Plan
  • Comply with regulatory requirements and internal guideline
  • Contribute to the reporting of all incidents according to the Incident Management System

Responsibilities:


  • Undertake regular monitoring of all commitment clients under Wealth Management Hong Kong including:
  • Timely identification and reporting of under-margined clients
  • Detection of limit excess and unauthorised trades
  • Compliance with approval conditions and lending ratios
  • Daily monitoring of sensitive clients (large exposures, active trading in FX and Equity derivative transactions); Positions are on one-day delay basis but some clients placed on real time depending on the weaknesses identified
  • Authorisation of loan roll-overs and new drawdowns on a daily basis
  • Checking and release of security assets and funds
  • Providing ad-hoc positions of commitment clients at Relationship Managers’ requests
  • Daily assessment of Pending Settlement Report to ensure clients maintains sufficient liquidity or credit facilities to meet their commitment on settlement date; Contacting the Relationship Managers requesting evidence of management approval for breach in procedures
  • Daily assessment of all transactions without authorised limits
  • Control Aspect
  • Direct contribution to BNPP operational permanent control framework
  • Contribute to the implementation of operational permanent control policies and procedures in day-to-day business activities, such as Control Plan
  • Comply with regulatory requirements and internal guidelines
  • Contribute to the reporting of all incidents according to the Incident Management System


Requirements:


  • Basic computer skills – Word, Excel, Power Point, Macros
  • Basic knowledge of banking and credit
  • Good analytical skills
  • Good command of spoken and written English, Cantonese and Mandarin
  • University Graduate
  • At least two to three years credit / risk analyst experience

Get in touch

Christy Zhang

+852 2103 5302

[via CTgoodjobs Apply Now ]

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More job information
Job ref no. CT3117255-01#8425
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 2 years - 7 years
Career Level
  • Middle management level
Education
  • Degree