Job ref no.: CT3128706-01#0035
uSMART Securities Limited

Dealer / Senior Dealer

uSMART Securities Limited

Job Responsibilities:


  • Handle securities and mutual fund trading, product inquiries, financial transactions;
  • Conduct trade reconciliation and reporting to ensure error-free execution; 
  • Answer customer enquiries and provide quality services; 
  • Liaise with external counter-parties on their request and queries; 
  • Participate in system development projects; including UAT, system enhancement and deployment; 
  • Provide general administration and support to other Operations teams including Settlement team and CS team; 
  • Comply with procedures, policies and regulatory requirements 


Job Requirements: 


  • University degree in Economics, Finance, Accounting, Mathematics or related discipline; 
  • Licensed with SFC type 1 regulated activities; 
  • At least 3-years relevant experience; 
  • Solid experience in HK & oversea equity market, experience in bonds and mutual funds will be an advantage;
  • Ability to work effectively under pressure and be a good team player;
  • Proficiency in computer applications such as Bloomberg, Hundsun & MS Office application; 
  • Good command of both spoken and written English and Chinese (Cantonese and Putonghua);
  • Willing to work on shift and HK public holidays;
  • Candidate with less experience will be considered as Dealer 


We offer attractive remuneration package to the right candidates. Interested parties please send your current and expected salary by email.


Data collected will be used for recruitment purpose only.

More job information
Job ref no. CT3128706-01#0035
Job Function
  • Sheung Wan
  • 3 years - 10 years
Career Level
  • Entry level
  • Asso. Deg or High Dip
  • Degree
Qualifications or Licenses
  • SFC Type 1
  • 5-day week
  • Discretionary bonus
  • Marriage leave
  • Medical plan