Job ref no.: CT3126331-01#0174
Southwest Securities (HK) Brokerage Limited

Dealer / Senior Dealer

Southwest Securities (HK) Brokerage Limited

Job Highlights:

  • Handle dealing orders of securities and futures
  • Holder of SFC license RA1 and RA2 is a must
  • Minimum 2 years' relevant experience


  • Handle dealing orders of securities and futures for global market
  • Monitor portfolio of client accounts and ensure all the executions & practices are compliance with internal risk control policies
  • Perform day-end processing and related tasks
  • Able to work in shift under special circumstances
  • Complete ad-hoc tasks as required by senior management


  • Higher Diploma or above in Finance, Economics, Business or related discipline
  • Minimum 2 years' relevant experience in sizable financial institutions or brokerage firms
  • Holder of SFC license RA1 and RA2 is a must
  • Familiar with Bloomberg and proficiency in MS office and Chinese Word processing
  • Strong business sense, self-driven, stable, proactive, independent and able to work under pressure
  • Good command of spoken and written English and Chinese as well as fluency in Mandarin 

Attractive package will be offered to the right candidate. Interested parties please send both Chinese & English resume with current and expected salary to the Human Resources Department at 40/F., Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong or by clicking Apply Now.

Data collected will be used for recruitment purpose only.

More job information
Job ref no. CT3126331-01#0174
Job Function
  • Causeway Bay
Employment Term
  • Permanent
  • Full-time
  • 2 years - 7 years
Career Level
  • Non-management level
  • Asso. Deg or High Dip
  • Degree
  • 5-day week
  • Birthday leave
  • Compassionate leave
  • Dental plan
  • Examination leave
  • Insurance plan
  • Marriage leave
  • Medical plan
  • Paid overtime
  • … + 4 more