Assist Team Head to review the investment and insurance selling process to ensure this is complied with regulatory requirement and provide robust workflow to frontline and update manuals and order placement document is required
Review investment and insurance transactions regularly to ensure the prevailing procedure is followed and follow up if any deviation is noted.
Work closely with other departments when launching new wealth management products that ensure the procedure will comply with regulatory
Liaise with other departments on system enhancement in related to selling procedure of wealth management products
Conduct training to frontline on selling procedure of wealth management product
University graduate or above with major in Finance, Economics, Business Administration or relevant disciplines
5-7 years of relevant experience
Familiar with the latest regulatory requirement on selling investment and insurance products
Excellent communication skill in written and speaking of English and Chinese. Fluent in Putonghua is preferred.
Excellent presentation and influencing skill with counterparts
Excellent analytical skill and Multi-task handling
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)") is the flagship of overseas business of Industrial and Commercial Bank of China Limited (“ICBC") – currently the largest commercial bank in China, and it is one of the domestic systemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 57 retail outlets (including 29 “Elite Club" Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively.