Posted on 2022-07-21
Industrial and Commercial Bank of China (Asia) Ltd

Deputy Manager to Senior Manager, General Compliance

Industrial and Commercial Bank of China (Asia) Ltd

Job Descriptions:

  • Act as the contact point with regulatory and law enforcement bodies
  • Handle regulatory enquires & inspections and general compliance matters
  • Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing materials, new services/products, DPS requirements, outsourcing initiatives)
  • Conduct gap analysis to assess the Bank's compliance with regulatory requirements
  • Prepare regular and ad-hoc compliance reports to the Management and our Head Office
  • Develop, maintain and implement compliance plans, manuals, policies and procedures
  • Handle ad-hoc tasks assigned.

Requirements:

  • University graduate preferable in Banking, Accounting, Law or relevant disciplines
  • Minimum 3 years of working experience in banking compliance role, preferably with exposure across wholesale banking business
  • Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA, Deposit Protection Board and Privacy Commissioner for Personal Data
  • Good analytical and communication skills
  • Responsible, proactive with attention to details and be able to work independently
  • Conversant in MS Office Applications
  • Good command of both written and spoken English and Chinese including Putonghua
More job information
Salary
Benefits
  • 5-day week
  • Medical plan
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years - 8 years
Career Level
  • Middle management level
Education
  • Degree
Require to Travel
  • No travel